Moody’s Fined HK$11 million over Red Flags Report on Chinese Companies
SFAT Reprimands and Fines Moody’s HK$11 million over Red Flags Report on Chinese Companies The Securities and Futures Appeals Tribunal (SFAT or the Tribunal) has upheld a disciplinary action brought by the Securities and Futures Commission (SFC) against Moody’s Investors Service Hong Kong Limited (Moody’s). However, not all the SFC’s claims were upheld and the […]
